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Internal; Audit Associate

New York, NY

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Job Purpose Summary: 

The Internal Audit Associate of Internal Controls and Sarbanes-Oxley (“SOX”) will be responsible    to conduct Internal Audits complying with Sarbanes Oxley Act of 2002 as well Financial Audits scheduled on the Internal Audit Plan.  The Internal Audit Associate will be based in New York      and will be under the direct supervision of the Global Manager of Internal Audit with overall department guidance from the Chief Audit Executive.  This position will improve the

design of controls and effectiveness of internal control policies and procedures, facilitate compliance with internal control standards, and ensure all documentation requirements are

met for the highest audit risk areas impacting the Company.  

Job Requirements


Key Responsibilities & Accountabilities:


  • Perform functions related to SOX compliance - maintain flow charts, narratives and perform detailed testing, develop relationships with key control owners
  • Monitor and follow-up on findings and remediation efforts
  • Assist in fieldwork of Internal Audits and Control Projects
  • Prepare high quality work papers for related risk projects and audit testing, adhering to international audit standards
  • Actively participate in audit and risk assessments and demonstrate an understanding of internal control concepts
  • Articulate work performed in a clear, concise and professional manner


  • Requires a bachelor’ s degree in Finance or Accounting (or related field)
  • Minimum of 5 years of relevant experience in internal auditing or public accounting with demonstrable knowledge of internal auditing and ability to conduct risk assessments
  • Exposure to capital markets through education and  job experience strongly preferred
  • Previous experience utilizing analytical and project management skills required
  • Previous experience will demonstrate the ability to assess risks and to mitigate them by implementing effective controls
  • Must have strong Excel skills and other software for performing the role of Audit Associate





Skills/Personal Requirements

  • Strong analytical skills
  • Academic studies and general interest in related disciplines
  • Excellent verbal and written communication skills
  • Capability and interest in learning the Company’s business and understanding the markets in which it operates
  • Self-starter, ability to effectively prioritize, and adept at working in a fast paced-environment


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